overview

FINFOX Pro is a comprehensive, browser-based software solution for structuring the advice, sales and monitoring process in wealth management provided by universal and private banks. On the one hand it serves to support the client advisor and includes, amongst other things, a number of profiling, optimization, simulation, reallocation, monitoring and reporting modules. On the other hand, comprehensive monitoring and compliance modules support the management of the investment advisors and the compliance management team.

The software is based on up-to-date and sound financial-mathematical foundations (approved by ETH Zurich) and on a modern IT architecture.

Here are some examples of the important goals you can achieve using FINFOX Pro:

• Structuring the advice, sales and moni-toring process
• Supporting the advisor in proactive client contact
• Raising the quality of advice provision
• Individualization of advice and invest-ments, insofar as this is of benefit to the bank and / or the client
• Reducing the bank’s liability risks
• Reducing the costs of advice and
• Enabling the bank to practice new busi-ness models in wealth management.

Structured process

The provision of wealth management advice within the context of an explicit and tool-supported process ensures a consistent quality of advice provision over time, and ensures that regulatory requirements are adhered to in a reliable fashion. Thanks to the high degree of modularity, FINFOX Pro can cover practically any advice process. These processes can be configured according to the bank’s specifications to suit the needs of individual advisor and client groups.

Regulatory provisions

Regulatory provisions such as regulations concerning cross-border private banking or MiFID can be taken into account in FINFOX Pro and can be incorporated into the system configuration to control the advisory processes accordingly.